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"DATABASE AS A SYMBOLIC FORM"
by Lev Manovich
The Database Logic
After
the novel, and subsequently cinema privileged narrative as the key form
of cultural expression of the modern age, the computer age introduces its
correlate - database. Many new media objects do not tell stories;
they don't have beginning or end; in fact, they don't have any development,
thematically, formally or otherwise which would organize their elements
into a sequence. Instead, they are collections of individual items, where
every item has the same significance as any other.
Why
does new media favor database form over others? Can we explain its popularity
by analyzing the specificity of the digital medium and of computer programming?
What is the relationship between database and another form, which has traditionally
dominated human culture - narrative? These are the questions I will address
in this article.
Before
proceeding I need to comment on my use of the word database. In computer
science database is defined as a structured collection of data. The data
stored in a database is organized for fast search and retrieval by a computer
and therefore it is anything but a simple collection of items. Different
types of databases - hierarchical, network, relational and object-oriented
- use different models to organize data. For instance, the records in hierarchical
databases are organized in a treelike structure. Object-oriented databases
store complex data structures, called "objects," which are organized into
hierarchical classes that may inherit properties from classes higher in
the chain. New media objects may or may not employ these highly structured
database models; however, from the point of view of user's experience a
large proportion of them are databases in a more basic sense. They appear
as a collections of items on which the user can perform various operations:
view, navigate, search. The user experience of such computerized collections
is therefore quite distinct from reading a narrative or watching a film
or navigating an architectural site. Similarly, literary or cinematic narrative,
an architectural plan and database each present a different model of what
a world is like. It is this sense of database as a cultural form of its
own which I want to address here. Following art historian Ervin Panofsky's
analysis of linear perspective as a "symbolic form" of the modern age,
we may even call database a new symbolic form of a computer age (or, as
philosopher Jean-Francois Lyotard called it in his famous 1979 book Postmodern
Condition, "computerized society"), a new way to structure our experience
of ourselves and of the world. Indeed, if after the death of God (Nietzche),
the end of grand Narratives of Enlightenment (Lyotard) and the arrival
of the Web (Tim Berners-Lee) the world appears to us as an endless and
unstructured collection of images, texts, and other data records, it is
only appropriate that we will be moved to model it as a database. But it
is also appropriate that we would want to develops poetics, aesthetics,
and ethics of this database.
Let
us begin by documenting the dominance of database form in new media. The
most obvious examples of this are popular multimedia encyclopedias, which
are collections by their very definition; as well as other commercial CD-ROM
titles which are collections as well - of recipes, quotations, photographs,
and so on. The identity of a CD-ROM as a storage media is projected onto
another plane, becoming a cultural form of its own. Multimedia works which
have "cultural" content appear to particularly favor the database form.
Consider, for instance, the "virtual museums" genre - CD-ROMs which take
the user on a "tour" through a museum collection. A museum becomes a database
of images representing its holdings, which can be accessed in different
ways: chronologically, by country, or by artist. Although such CD-ROMs
often simulate the traditional museum experience of moving from room to
room in a continuous trajectory, this "narrative" method of access does
not have any special status in comparison to other access methods offered
by a CD-ROM. Thus the narrative becomes just one method of accessing data
among others. Another example of a database form is a multimedia genre
which does not has an equivalent in traditional media - CD-ROMs devoted
to a single cultural figure such as a famous architect, film director or
writer. Instead of a narrative biography we are presented with a database
of images, sound recordings, video clips and/or texts which can be navigated
in a variety of ways.
CD-ROMs
and other digital storage media (floppies, and DVD-ROMs) proved to be particularly
receptive to traditional genres which already had a database-like structure,
such as a photo-album; they also inspired new database genres, like a database
biography. Where the database form really flourished, however, is
on the Internet. As defined by original HTML, a Web page is a sequential
list of separate elements: text blocks, images, digital video clips, and
links to other pages. It is always possible to add a new element to the
list - all you have to do is to open a file and add a new line. As a result,
most Web pages are collections of separate elements: texts, images, links
to other pages or sites. A home page is a collection of personal photographs.
A site of a major search engine is a collection of numerous links to other
sites (along with a search function, of course). A site of a Web-based
TV or radio station offers a collections of video or audio programs along
with the option to listen to the current broadcast; but this current program
is just one choice among many other programs stored on the site. Thus the
traditional broadcasting experience, which consisted solely of a real-time
transmission, becomes just one element in a collection of options. Similar
to the CD-ROM medium, the Web offered fertile ground to already existing
database genres (for instance, bibliography) and also inspired the creation
of new ones such as the sites devoted to a person or a phenomenon (Madonna,
Civil War, new media theory, etc.) which, even if they contain original
material, inevitably center around the list of links to other Web pages
on the same person or phenomenon.
The
open nature of the Web as medium (Web pages are computer files which can
always be edited) means that the Web sites never have to be complete; and
they rarely are. The sites always grow. New links are being added to what
is already there. It is as easy to add new elements to the end of list
as it is to insert them anywhere in it. All this further contributes to
the anti-narrative logic of the Web. If new elements are being added over
time, the result is a collection, not a story. Indeed, how can one keep
a coherent narrative or any other development trajectory through the material
if it keeps changing?
Data and Algorithm
Of
course not all new media objects are explicitly databases. Computer games,
for instance, are experienced by their players as narratives. In a game,
the player is given a well-defined task - winning the match, being first
in a race, reaching the last level, or reaching the highest score. It is
this task which makes the player experience the game as a narrative. Everything
which happens to her in a game, all the characters and objects she encounters
either take her closer to achieving the goal or further away from it. Thus,
in contrast to the CD-ROM and Web databases, which always appear arbitrary
since the user knows that additional material could have been added without
in any way modifying the logic of the database, in a game, from a user's
point of view, all the elements are motivated ( i.e., their presence is
justified).
Often
the narrative shell of a game ("you are the specially trained commando
who has just landed on a Lunar base; your task is to make your way to the
headquarters occupied by the mutant base personnel...") masks a simple
algorithm well-familiar to the player: kill all the enemies on the current
level, while collecting all treasures it contains; go to the next level
and so on until you reach the last level. Other games have different algorithms.
Here is an algorithm of the legendary "Tetris": when a new block
appears, rotate it in such a way so it will complete the top layer of blocks
on the bottom of the screen making this layer disappear. The similarity
between the actions expected from the player and computer algorithms is
too uncanny to be dismissed. While computer games do not follow database
logic, they appear to be ruled by another logic - that of an algorithm.
They demand that a player executes an algorithm in order to win.
An
algorithm is the key to the game experience in a different sense as well.
As the player proceeds through the game, she gradually discovers the rules
which operate in the universe constructed by this game. She learns its
hidden logic, in short its algorithm. Therefore, in games where the game
play departs from following an algorithm, the player is still engaged with
an algorithm, albeit in another way: she is discovering the algorithm of
the game itself. I mean this both metaphorically and literally: for instance,
in a first person shooter, such as "Quake," the player may eventually notice
that under such and such condition the enemies will appear from the left,
i.e. she will literally reconstruct a part of the algorithm responsible
for the game play. Or, in a diffirent formulation of the legendary author
of Sim games Will Wright, "Playing the game is a continuos loop between
the user (viewing the outcomes and inputting decisions) and the computer
(calculating outcomes and displaying them back to the user). The user is
trying to build a mental model of the computer model."
What
we encountered here is an example of the general principle of new media:
the projection of the ontology of a computer onto culture itself. If in
physics the world is made of atoms and in genetics it is made of genes,
computer programming encapsulates the world according to its own logic.
The world is reduced to two kinds of software objects which are complementary
to each other: data structures and algorithms. Any process or task is reduced
to an algorithm, a final sequence of simple operations which a computer
can execute to accomplish a given task. And any object in the world - be
it the population of a city, or the weather over the course of a century,
a chair, a human brain - is modeled as a data structure, i.e. data
organized in a particular way for efficient search and retrieval. Examples
of data structures are arrays, linked lists and graphs. Algorithms and
data structures have a symbiotic relationship. The more complex the data
structure of a computer program, the simpler the algorithm needs to be,
and vice versa. Together, data structures and algorithms are two halves
of the ontology of the world according to a computer.
The
computerization of culture involves the projection of these two fundamental
parts of computer software - and of the computer's unique ontology - onto
the cultural sphere. If CD-ROMs and Web databases are cultural manifestations
of one half of this ontology - data structures, then computer games
are manifestations of the second half - algorithms. Games (sports, chess,
cards, etc.) are one cultural form which required algorithm-like behavior
from the players; consequently, many traditional games were quickly simulated
on computers. In parallel, new genres of computer games came into existence
such as a first person shooter ("Doom," "Quake"). Thus, as it was the case
with database genres, computer games both mimic already existing games
and create new game genres.
It
may appear at first sight that data is passive and algorithm is active
- another example of passive-active binary categories so loved by human
cultures. A program reads in data, executes an algorithm, and writes out
new data. We may recall that before "computer science" and "software engineering"
became established names for the computer field, it was called "data processing."
This name remained in use for a few decades during which computers were
mainly associated with performing calculations over data. However, the
passive/active distinction is not quite accurate since data does not just
exist - it has to be generated. Data creators have to collect data and
organize it, or create it from scratch. Texts need to written, photographs
need to be taken, video and audio need to be recorded. Or they need to
be digitized from already existing media. In the 1990’s, when the new role
of a computer as a Universal Media Machine became apparent, already computerized
societies went into a digitizing craze. All existing books and video tapes,
photographs and audio recordings started to be fed into computers at an
ever increasing rate. Steven Spielberg created the Shoah Foundation which
videotaped and then digitized numerous interviews with Holocaust survivors;
it would take one person forty years to watch all the recorded material.
The editors of Mediamatic journal, who devoted a whole issue to the topic
of "the storage mania" (Summer 1994) wrote: "A growing number of organizations
are embarking on ambitious projects. Everything is being collected: culture,
asteroids, DNA patterns, credit records, telephone conversations; it doesn't
matter." Once it is digitized, the data has to be cleaned up, organized,
indexed. The computer age brought with it a new cultural algorithm: reality->
media->data->database. The rise of the Web, this gigantic and always changing
data corpus, gave millions of people a new hobby or profession: data indexing.
There is hardly a Web site which does not feature at least a dozen links
to other sites, therefore every site is a type of database. And, with the
rise of Internet commerce, most large-scale commercial sites have become
real databases, or rather front-ends to company databases. For instance,
in the Fall of 1998, Amazon.com, an online book store, had 3 million books
in its database; and the maker of leading commercial database Oracle
has offered Oracle 8i, fully intergrated with the Internet and featuring
unlimited database size, natural-langauge queries and support for all multimedia
data types. Jorge Luis Borges's story about a map which was equal in size
to the territory it represented became re-written as the story about indexes
and the data they index. But now the map has become larger than the territory.
Sometimes, much larger. Porno Web sites exposed the logic of the Web to
its extreme by constantly re-using the same photographs from other porno
Web sites. Only rare sites featured the original content. On any given
date, the same few dozen images would appear on thousands of sites. Thus,
the same data would give rise to more indexes than the number of data elements
themselves.
Database and Narrative
As
a cultural form, database represents the world as a list of items and it
refuses to order this list. In contrast, a narrative creates a cause-and-effect
trajectory of seemingly unordered items (events). Therefore, database and
narrative are natural enemies. Competing for the same territory of human
culture, each claims an exclusive right to make meaning out of the world.
In
contrast to most games, most narratives do not require algorithm-like behavior
from their readers. However, narratives and games are similar in that the
user, while proceeding through them, must uncover its underlying logic
- its algorithm. Just like a game player, a reader of a novel gradually
reconstructs an algorithm (here I use it metaphorically) which the writer
used to create the settings, the characters, and the events. From this
perspective, I can re-write my earlier equations between the two parts
of the computer's ontology and its corresponding cultural forms. Data structures
and algorithms drive different forms of computer culture. CD-ROM’s, Web
sites and other new media objects which are organized as databases correspond
to the data structure; while narratives, including computer games, correspond
to the algorithms.
In
computer programming, data structures and algorithms need each other; they
are equally important for a program to work. What happens in a cultural
sphere? Do databases and narratives have the same status in computer culture?
Some
media objects explicitly follow database logic in their structure while
others do not; but behind the surface practically all of them are databases.
In general, creating a work in new media can be understood as the construction
of an interface to a database. In the simplest case, the interface simply
provides the access to the underlying database. For instance, an image
database can be represented as a page of miniature images; clicking on
a miniature will retrieve the corresponding record. If a database is too
large to display all of its records at once, a search engine can be provided
to allow the user to search for particular records. But the interface can
also translate the underlying database into a very different user experience.
The user may be navigating a virtual three-dimensional city composed from
letters, as in Jeffrew Shaw's interactive installation "Legible City."
Or she may be traversing a black and white image of a naked body, activating
pieces of text, audio and video embedded in its skin (Harwood's CD-ROM
"Rehearsal of Memory.") Or she may be playing with virtual animals which
come closer or run away depending upon her movements (Scott Fisher et al,
VR installation, "Menagerie.") Although each of these works engages the
user in a set of behaviors and cognitive activities which are quite distinct
from going through the records of a database, all of them are databases.
"Legible City" is a database of three-dimensional letters which make up
the city. "Rehearsal of Memory" is a database of texts and audio and video
clips which are accessed through the interface of a body. And "Menagerie"
is a database of virtual animals, including their shapes, movements and
behaviors.
Database
becomes the center of the creative process in the computer age. Historically,
the artist made a unique work within a particular medium. Therefore the
interface and the work were the same; in other words, the level of an interface
did not exist. With new media, the content of the work and the interface
become separate. It is therefore possible to create different interfaces
to the same material. These interfaces may present different versions of
the same work, as in David Blair's WaxWeb. Or they may be radically different
from each other, as in Moscow WWWArt Centre. This is one of the ways in
which the already discussed principle of variability of new media manifests
itself. But now we can give this principle a new formulation. The new media
object consists of one or more interfaces to a database of multimedia material.
If only one interface is constructed, the result will be similar to a traditional
art object; but this is an exception rather than the norm.
This
formulation places the opposition between database and narrative in a new
light, thus redefining our concept of narrative. The "user" of a narrative
is traversing a database, following links between its records as established
by the database's creator. An interactive narrative (which can be also
called "hyper-narrative" in an analogy with hypertext) can then be understood
as the sum of multiple trajectories through a database. A traditional
linear narrative is one, among many other possible trajectories; i.e. a
particular choice made within a hyper-narrative. Just as a traditional
cultural object can now be seen as a particular case of a new media object
(i.e., a new media object which only has one interface), traditional linear
narrative can be seen as a particular case of a hyper-narrative.
This
"technical," or "material" change in the definition of narrative does not
mean that an arbitrary sequence of database records is a narrative. To
qualify as a narrative, a cultural object has to satisfy a number of criteria,
which literary scholar Mieke Bal defines as follows: it should contain
both an actor and a narrator; it also should contain three distinct levels
consisting of the text, the story, and the fabula; and its "contents" should
be "a series of connected events caused or experienced by actors." Obviously,
not all cultural objects are narratives. However, in the world of new media,
the word “narrative” is often used as all-inclusive term, to cover up the
fact that we have not yet developed a language to describe these new strange
objects. It is usually paired with another over-used word - interactive.
Thus, a number of database records linked together so that more than one
trajectory is possible, is assumed to be constitute "interactive narrative."
But to just create these trajectories is of course not sufficient; the
author also has to control the semantics of the elements and the logic
of their connection so that the resulting object will meet the criteria
of narrative as outlined above. Another erroneous assumption frequently
made is that by creating her own path (i.e., choosing the records from
a database in a particular order) the user constructs her own unique narrative.
However, if the user simply accesses different elements, one after
another, in a usually random order, there is no reason to assume that these
elements will form a narrative at all. Indeed, why should an arbitrary
sequence of database records, constructed by the user, result in "a series
of connected events caused or experienced by actors"?
In
summary, database and narrative do not have the same status in computer
culture. In the database / narrative pair, database is the unmarked
term. Regardless of whether new media objects present themselves as linear
narratives, interactive narratives, databases, or something else, underneath,
on the level of material organization, they are all databases. In new media,
the database supports a range of cultural forms which range from direct
translation (i.e., a database stays a database) to a form whose logic is
the opposite of the logic of the material form itself - a narrative. More
precisely, a database can support narrative, but there is nothing in the
logic of the medium itself which would foster its generation. It is not
surprising, then, that databases occupy a significant, if not the largest,
territory of the new media landscape. What is more surprising is why the
other end of the spectrum - narratives - still exist in new media.
The Semiotics of Database
The
dynamics which exist between database and narrative are not unique in new
media. The relation between the structure of a digital image and the languages
of contemporary visual culture is characterized by the same dynamics. As
defined by all computer software, a digital image consists of a number
of separate layers, each layer containing particular visual elements. Throughout
the production process, artists and designers manipulate each layer separately;
they also delete layers and add new ones. Keeping each element as
a separate layer allows the content and the composition of an image to
be changed at any point: deleting a background, substituting one person
for another, moving two people closer together, blurring an object, and
so on. What would a typical image look like if the layers were merged together?
The elements contained on different layers will become juxtaposed resulting
in a montage look. Montage is the default visual language of composite
organization of an image. However, just as database supports both the database
form and its opposite - narrative, a composite organization of an image
on the material level supports two opposing visual languages. One is modernist-MTV
montage - two-dimensional juxtaposition of visual elements designed to
shock due to its impossibility in reality. The other is the representation
of familiar reality as seen by a photo of film camera (or its computer
simulation, in the case of 3-D graphics). During the 1980s and 1990s all
image making technologies became computer-based thus turning all images
into composites. In parallel, a Renaissance of montage took place in visual
culture, in print, broadcast design and new media. This is not unexpected
- after all, this is the visual language dictated by the composite organization.
What needs to be explained is why photorealist images continue to occupy
such a significant space in our computer-based visual culture.
It
would be surprising, of course, if photorealist images suddenly disappeared
completely. The history of culture does not contain such sudden breaks.
Similarly, we should not expect that new media would completely substitute
narrative by database. New media does not radically break with the past;
rather, it distributes weight differently between the categories which
hold culture together, foregrounding what was in the background, and vice
versa. As Frederick Jameson writes in his analysis of another shift, in
this case from modernism to post-modernism: "Radical breaks between periods
do not generally involve complete changes but rather the restructuration
of a certain number of elements already given: features that in an earlier
period of system were subordinate became dominant, and features that had
been dominant again become secondary."
Database
- narrative opposition is the case in point. To further understand how
computer culture redistributes weight between the two terms of opposition
in computer culture I will bring in a semiological theory of syntagm and
paradigm. According to this model, originally formulated by Ferdinand de
Saussure to describe natural languages such as English and later expanded
by Roland Barthes and others to apply to other sign systems (narrative,
fashion, food, etc.), the elements of a system can be related on two dimensions:
syntagmatic and paradigmatic. As defined by Barthes, "the syntagm
is a combination of signs, which has space as a support." To use the example
of natural language, the speaker produces an utterance by stringing together
the elements, one after another, in a linear sequence. This is the syntagmatic
dimension. Now, lets look at the paradigm. To continue with an example
of a langauge user, each new element is chosen from a set of other related
elements. For instance, all nouns form a set; all synonyms of a particular
word form another set. In the original formulation of Saussure, "the units
which have something in common are associated in theory and thus form groups
within which various relationships can be found." This is the paradigmatic
dimension.
The
elements on a syntagmatic dimension are related in praesentia, while the
elements on a paradigmatic dimension are related in absentia. For instance,
in the case of a written sentence, the words which comprise it materially
exist on a piece of paper, while the paradigmatic sets to which these words
belong only exist in writer's and reader's minds. Similarly, in the case
of a fashion outfit, the elements which make it, such as a skirt, a blouse,
and a jacket, are present in reality, while pieces of clothing which could
have been present instead - different skirt, different blouse, different
jacket - only exist in the viewer's imagination. Thus, syntagm is
explicit and paradigm is implicit; one is real and the other is imagined.
Literary
and cinematic narratives work in the same way. Particular words, sentences,
shots, scenes which make up a narrative have a material existence; other
elements which form an imaginary world of an author or a particular literary
or cinematic style and which could have appeared instead exist only virtually.
Put differently, the database of choices from which narrative is constructed
(the paradigm) is implicit; while the actual narrative (the syntagm) is
explicit.
New
media reverses this relationship. Database (the paradigm) is given material
existence, while narrative (the syntagm) is de-materialised. Paradigm is
privileged, syntagm is downplayed. Paradigm is real, syntagm is virtual.
To see this, consider the new media design process. The design of any new
media object begins with assembling a database of possible elements to
be used. (Macromedia Director calls this database "cast," Adobe Premiere
calls it "project", ProTools calls it a “session," but the principle
is the same.) This database is the center of the design process. It typically
consists from a combination of original and stock material distributed
such as buttons, images, video and audio sequences; 3-D objects; behaviors
and so on. Throughout the design process new elements are added to the
database; existing elements are modified. The narrative is constructed
by linking elements of this database in a particular order, i.e. designing
a trajectory leading from one element to another. On the material level,
a narrative is just a set of links; the elements themselves remain stored
in the database. Thus the narrative is more virtual than the database itself.
(Since all data is stored as electronic signals, the word "material" seem
to be no longer appropriate. Instead we should talk about different degrees
of virtuality.)
The
paradigm is privileged over syntagm in yet another way in interactive objects
presenting the user with a number of choices at the same time - which is
what typical interactive interfaces do. For instance, a screen may contain
a few icons; clicking on each icon leads the user to a different screen.
On the level of an individual screen, these choices form a paradigm of
their own which is explicitly presented to the user. On the level of the
whole object, the user is made aware that she is following one possible
trajectory among many others. In other words, she is selecting one trajectory
from the paradigm of all trajectories which are defined.
Other
types of interactive interfaces make the paradigm even more explicit by
presenting the user with an explicit menu of all available choices. In
such interfaces, all of the categories are always available, just a mouse
click away. The complete paradigm is present before the user, its elements
neatly arranged in a menu. This is another example of how new media makes
explicit the psychological processes involved in cultural communication.
Other examples include the already discussed shift from creation to selection,
which externalizes and codifies the database of cultural elements existing
in the creator's mind; as well as the very phenomena of interactive
links. New media takes "interaction" literally, equating it with
a strictly physical interaction between a user and a screen (by pressing
a button), at the sake of psychological interaction. The psychological
processes of filling-in, hypothesis forming, recall and identification
- which are required for us to comprehend any text or image at all - are
erroneously equated with an objectively existing structure of interactive
links.
Interactive
interfaces foreground the paradigmatic dimension and often make explicit
paradigmatic sets. Yet, they are still organized along the syntagmatic
dimension. Although the user is making choices at each new screen,
the end result is a linear sequence of screens which she follows. This
is the classical syntagmatic experience. In fact, it can be compared to
constructing a sentence in a natural language. Just as a language user
constructs a sentence by choosing each successive word from a paradigm
of other possible words, a new media user creates a sequence of screens
by clicking on this or that icon at each screen. Obviously, there are many
important differences between these two situations. For instance, in the
case of a typical interactive interface, there is no grammar and paradigms
are much smaller. Yet, the similarity of basic experience in both cases
is quite interesting; in both cases, it unfolds along a syntagmatic dimension.
Why
does new media insist on this language-like sequencing? My hypothesis is
that it follows the dominant semiological order of the twentieth century
- that of cinema. Cinema replaced all other modes of narration with a sequential
narrative, an assembly line of shots which appear on the screen one at
a time. For centuries, a spatialized narrative where all images appear
simultaneously dominated European visual culture; then it was delegated
to "minor" cultural forms as comics or technical illustrations. "Real"
culture of the twentieth century came to speak in linear chains, aligning
itself with the assembly line of an industrial society and the Turing machine
of a post-industrial era. New media continues this mode, giving the user
information one screen at a time. At least, this is the case when it tries
to become "real" culture (interactive narratives, games); when it simply
functions as an interface to information, it is not ashamed to present
much more information on the screen at once, be it in the form of tables,
normal or pull-down menus, or lists. In particular, the experience of a
user filling in an on-line form can be compared to pre-cinematic spatialised
narrative: in both cases, the user is following a sequence of elements
which are presented simultaneously.
A Database Complex
To
what extent is the database form intrinsic to modern storage media? For
instance, a typical music CD is a collection of individual tracks grouped
together. The database impulse also drives much of photography throughout
its history, from William Henry Fox Talbot's "Pencil of Nature" to August
Sander's monumental typology of modern German society "Face of Our Time,"
to the Bernd and Hilla Becher's equally obsessive cataloging of water towers.
Yet, the connection between storage media and database forms is not universal.
The prime exception is cinema. Here the storage media supports the narrative
imagination. We may quote once again Christian Metz who wrote in the 1970s,
"Most films shot today, good or bad, original or not, 'commercial' or not,
have as a common characteristic that they tell a story; in this measure
they all belong to one and the same genre, which is, rather, a sort of
'super-genre' ['sur-genre']." Why then, in the case of photography
storage media, does technology sustain database, while in the case
of cinema it gives rise to a modern narrative form par excellence? Does
this have to do with the method of media access? Shall we conclude that
random access media, such as computer storage formats (hard drives,
removable disks, CD-ROMs), favors database, while sequential access media,
such as film, favors narrative? This does not hold either. For instance,
a book, this perfect random-access medium, supports database forms, such
as photo-albums, and narrative forms, such as novels.
Rather
than trying to correlate database and narrative forms with modern media
and information technologies, or deduce them from these technologies, I
prefer to think of them as two competing imaginations, two basic creative
impulses, two essential responses to the world. Both have existed long
before modern media. The ancient Greeks produced long narratives, such
as Homer's epic poems The Iliad and The Odyssey; they also produced encyclopedias.
The first fragments of a Greek encyclopedia to have survived were the work
of Speusippus, a nephew of Plato. Diderot wrote novels - and also was in
charge of monumental Encyclopédie, the largest publishing project
of the 18th century. Competing to make meaning out of the world,
database and narrative produce endless hybrids. It is hard to find a pure
encyclopedia without any traces of a narrative in it and vice versa. For
instance, until alphabetical organization became popular a few centuries
ago, most encyclopedias were organized thematically, with topics covered
in a particular order (typically, corresponding to seven liberal arts.)
At the same time, many narratives, such as the novels by Cervantes and
Swift, and even Homer's epic poems - the founding narratives of the
Western tradition - traverse an imaginary encyclopedia.
Modern
media is the new battlefield for the competition between database and narrative.
It is tempting to read the history of this competition in dramatic terms.
First the medium of visual recording - photography - privileges catalogs,
taxonomies and lists. While the modern novel blossoms, and academicians
continue to produce historical narrative paintings all through the nineteenth
century, in the realm of the new techno-image of photography, database
rules. The next visual recording medium - film - privileges narrative.
Almost all fictional films are narratives, with few exceptions. Magnetic
tape used in video does not bring any substantial changes. Next storage
media -- computer controlled digital storage devices (hard drives, removable
drives, CD-ROMs, DVD-ROMs) privilege database once again. Multimedia encyclopedias,
virtual museums, pornography, artists' CD-ROMs, library databases, Web
indexes, and, of course, the Web itself: database is more popular than
ever before.
Digital
computer turns out to be the perfect medium for the database form. Like
a virus, databases infect CD-ROMs and hard drives, servers and Web sites.
Can we say that database is the cultural form most characteristic of a
computer? In her 1978 article "Video: The Aesthetics of Narcissism," probably
the single most well-known article on video art, art historian Rosalind
Krauss argued that video is not a physical medium but a psychological one.
In her analysis, "video's real medium is a psychological situation, the
very terms of which are to withdraw attention from an external object -
an Other - and invest it in the Self." In short, video art is a support
for the psychological condition of narcissism. Does new media similarly
function to play out a particular psychological condition, something which
can be called a database complex? In this respect, it is interesting that
database imagination has accompanied computer art from its very beginning.
In the 1960s, artists working with computers wrote programs to systematically
explore the combinations of different visual elements. In part they were
following art world trends such as minimalism. Minimalist artists executed
works of art according to pre-existent plans; they also created series
of images or objects by systematically varying a single parameter. So,
when minimalist artist Sol LeWitt spoke of an artist's idea as "the machine
which makes the work," it was only logical to substitute the human executing
the idea by a computer.At the same time, since the only way to make pictures
with a computer was by writing a computer program, the logic of computer
programming itself pushed computer artists in the same directions. Thus,
for artist Frieder Nake a computer was a "Universal Picture Generator,"
capable of producing every possible picture out of a combination of available
picture elements and colors. In 1967 he published a portfolio of 12 drawings
which were obtained by successfully multiplying a square matrix by itself.
Another early computer artist Manfred Mohr produced numerous images which
recorded various transformations of a basic cube.
Even
more remarkable were films by John Witney, the pioneer of computer filmmaking.
His films such as "Permutations" (1967), "Arabesque" (1975) and others
systematically explored the transformations of geometric forms obtained
by manipulating elementary mathematical functions. Thus they substituted
successive accumulation of visual effects for narrative, figuration or
even formal development. Instead they presented the viewer with databases
of effects. This principle reaches its extreme in Witney's earlier film
which was made using analog computer and was called "Catalog." In his Expanded
Cinema (1970) critic Gene Youngblood writes about this remarkable
film: "The elder Whitney actually never produced a complete, coherent
movie on the analog computer because he was continually developing and
refining the machine while using it for commercial work... However, Whitney
did assemble a visual catalogue of the effects he had perfected over the
years. This film, simply titled Catalog, was completed in 1961 and proved
to be of such overwhelming beauty that many persons still prefer Whitney's
analogue work over his digital computer films." One is tempted to read
"Catalog" as one of the founding moments of new media. Today all software
for media creation arrives with endless "plug-ins" - the banks of
effects which with a press of a button generate interesting images from
any input whatsoever. In parallel, much of the aesthetics of computerised
visual culture is effects driven, especially when a new techno-genre (computer
animation, multimedia, Web sites) is just getting established. For instance,
countless music videos are variations of Witney's "Catalog" - the only
difference is that the effects are applied to the images of human performers.
This is yet another example of how the logic of a computer - in this case,
the ability of a computer to produce endless variations of elements and
to act as a filter, transforming its input to yield a new output - becomes
the logic of culture at large.
Database Cinema: Greenaway and Vertov
Although
database form may be inherent to new media, countless attempts to create
"interactive narratives" testify to our dissatisfaction with the computer
in the sole role of an encyclopedia or a catalog of effects. We want new
media narratives, and we want these narratives to be different from the
narratives we saw or read before. In fact, regardless of how often we repeat
in public that the modernist notion of medium specificity ("every medium
should develop its own unique langauge") is obsolete, we do expect computer
narratives to showcase new aesthetic possibilities which did not exist
before digital computers. In short, we want them to be new media specific.
Given the dominance of database in computer software and the key role it
plays in the computer-based design process, perhaps we can arrive at new
kinds of narrative by focusing our attention on how narrative and database
can work together. How can a narrative take into account the fact that
its elements are organised in a database? How can our new abilities to
store vast amounts of data, to automatically classify, index, link, search
and instantly retrieve it lead to new kinds of narratives?
Peter
Greenaway, one of the very few prominent film directors concerned with
expanding cinema's language, complained that "the linear pursuit - one
story at a time told chronologically - is the standard format of cinema."
Pointing out that cinema lags behind modern literature in experimenting
with narrative, he asked: "Could it not travel on the road where Joyce,
Eliot, Borges and Perec have already arrived?" While Greenaway is right
to direct filmmakers to more innovative literary narratives, new media
artists working on the database - narrative problem can learn from cinema
"as it is." For cinema already exists right in the intersection between
database and narrative. We can think of all the material accumulated during
shooting forming a database, especially since the shooting schedule usually
does not follow the narrative of the film but is determined by production
logistics. During editing the editor constructs a film narrative out of
this database, creating a unique trajectory through the conceptual space
of all possible films which could have been constructed. From this perspective,
every filmmaker engages with the database-narrative problem in every film,
although only a few have done this self-consciously.
One
exception is Greenaway himself. Throughout his career, he has been working
on a problem of how to reconcile database and narrative forms. Many of
his films progress forward by recounting a list of items, a catalog which
does not have any inherent order (for example, different books in Prospero's
Books). Working to undermine a linear narrative, Greenaway uses different
systems to order his films. He wrote about this approach: "If a numerical,
alphabetic color-coding system is employed, it is done deliberately as
a device, a construct, to counteract, dilute, augment or compliment the
all-pervading obsessive cinema interest in plot, in narrative, in the 'I'am
now going to tell you a story school of film-making." His favorite system
is numbers. The sequence of numbers acts as a narrative shell which "convinces"
the viewer that she is watching a narrative. In reality the scenes which
follow one another are not connected in any logical way. By using
numbers, Greenaway "wraps" a minimal narrative around a database. Although
Greenaway's database logic was present already in his "avant-garde" films
such as The Falls (1980), it has also structured his "commercial"
films from the beginning. Draughtsman's Contract (1982) is centered around
twelve drawings being made by the draftsman. They do not form any order;
Greenaway emphasizes this by having draftsman to work on a few drawings
at once. Eventually, Greenaway's desire to take "cinema out of cinema"
led to his work on a series of installations and museum exhibitions in
the 1990s. No longer having to conform to the linear medium of film, the
elements of a database are spatialized within a museum or even the whole
city. This move can be read as the desire to create a database at its most
pure form: the set of elements not ordered in any way. If the elements
exist in one dimension (time of a film, list on a page), they will be inevitably
ordered. So the only way to create a pure database is to spatialise it,
distributing the elements in space. This is exactly the path which Greenaway
took. Situated in three-dimensional space which does not have an inherent
narrative logic, a 1992 installation "100 Objects to Represent the World"
in its very title proposes that the world should be understood through
a catalog rather than a narrative. At the same time, Greenaway does
not abandon narrative; he continues to investigate how database and narrative
can work together. Having presented "100 Objects" as an installation, Greenaway
next turned it into an opera set. In the opera, the narrator Thrope uses
the objects to conduct Adam and Eve through the whole of human civilization,
thus turning a 100 objects into a sequential narrative. In another installation
"The Stairs-Munich-Projection" (1995) Greenaway put up a hundred screens
- each for one year in the history of cinema - throughout Munich. Again,
Greenaway presents us with a spatialised database - but also with
a narrative. By walking from one screen to another, one follows cinema’s
history. The project uses Greenaway's favorite principle of organization
by numbers, pushing it to the extreme: the projections on the screens contain
no figuration, just numbers. The screens are numbered from 1895 to 1995,
one screen for each year of cinema's history. Along with numbers, Greenaway
introduces another line of development. Each projection is slightly different
in color. The hundred colored squares form an abstract narrative of their
own which runs in parallel to the linear narrative of cinema’s history.
Finally, Greenaway superimposes yet a third narrative by dividing the history
of cinema into five sections, each section staged in a different part of
the city. The apparent triviality of the basic narrative of the project
- one hundred numbers, standing for one hundred years of cinema’s history
- "neutralizes" the narrative, forcing the viewer to focus on the phenomenon
of the projected light itself, which is the actual subject of this project.
Along
with Greenaway, Dziga Vertov can be thought of as a major "database filmmaker"
of the twentieth century. His Man with a Movie Camera is perhaps
the most important example of database imagination in modern media art.
In one of the key shots repeated few times in the film we see an editing
room with a number of shelves used to keep and organize the shot material.
The shelves are marked "machines," "club," "the movement of a city," "physical
exercise," "an illusionist," and so on. This is the database of the recorded
material. The editor - Vertov's wife, Elizaveta Svilova - is shown working
with this database: retrieving some reels, returning used reels, adding
new ones.
Although
I pointed out that film editing in general can be compared to creating
a trajectory through a database, in the case of Man with a Movie Camera
this comparison constitutes the very method of the film. Its subject is
the filmmaker's struggle to reveal (social) structure among the multitude
of observed phenomena. Its project is a brave attempt at an empirical epistemology
which only has one tool - perception. The goal is to decode the world
purely through the surfaces visible to the eye (of course, its natural
sight enhanced by a movie camera). This is how the film's co-author Mikhail
Kaufman describes it:
An ordinary person finds himself in some sort of environment, gets lost amidst the zillions of phenomena, and observes these phenomena from a bad vantage point. He registers one phenomenon very well, registers a second and a third, but has no idea of where they may lead... But the man with a movie camera is infused with the particular thought that he is actually seeing the world for other people. Do you understand? He joins these phenomena with others, from elsewhere, which may not even have been filmed by him. Like a kind of scholar he is able to gather empirical observations in one place and then in another. And that is actually the way in which the world has come to be understood.
Therefore,
in contrast to standard film editing which consists in selection and ordering
of previously shot material according to a pre-existent script, here the
process of relating shots to each other, ordering and reordering them in
order to discover the hidden order of the world constitutes the film's
method. Man with a Movie Camera traverses its database in a particular
order to construct an argument. Records drawn from a database and arranged
in a particular order become a picture of modern life - but simultaneously
an argument about this life, an interpretation of what these images, which
we encounter every day, every second, actually mean.
Was
this brave attempt successful? The overall structure of the film is quite
complex, and on the first glance has little to do with a database. Just
as new media objects contain a hierarchy of levels (interface - content;
operating system - application; web page - HTML code; high-level programming
language - assembly language - machine language), Vertov's film consists
of at least three levels. One level is the story of a cameraman filming
material for the film. The second level is the shots of an audience watching
the finished film in a movie theater. The third level is this film, which
consists from footage recorded in Moscow, Kiev and Riga and is arranged
according to a progression of one day: waking up - work - leisure
activities. If this third level is a text, the other two can be thought
of as its meta-texts. Vertov goes back and forth between the three levels,
shifting between the text and its meta-texts: between the production of
the film, its reception, and the film itself. But if we focus on
the film within the film (i.e., the level of the text) and disregard
the special effects used to create many of the shots, we discover almost
a linear printout, so to speak, of a database: a number of shots showing
machines, followed by a number of shots showing work activities, followed
by different shots of leisure, and so on. The paradigm is projected onto
syntagm. The result is a banal, mechanical catalog of subjects which one
can expect to find in the city of the 1920s: running trams, city beach,
movie theaters, factories...
Of
course watching Man with a Movie Camera is anything but a banal experience.
Even after the 1990s during which computer-based image and video-makers
systematically exploited every avant-garde device, the original still looks
striking. What makes its striking is not its subjects and the associations
Vertov tries to establish between them to impose "the communist decoding
of the world" but the most amazing catalog of the film techniques contained
within it. Fades and superimpositions, freeze-frames, acceleration, split
screens, various types of rhythm and intercutting - what film scholar Annette
Michelson called "a summation of the resources and techniques of the silent
cinema" - and of course, a multitude of unusual, "constructivist" points
of view are stringed together with such density that the film can't be
simply labeled avant-garde. If a "normal" avant-garde film still proposes
a coherent language different from the language of mainstream cinema,
i.e. a small set of techniques which are repeated, Man with a Movie Camera
never arrives at anything like a well-defined language. Rather, it proposes
an untamed, and apparently endless unwinding of cinematic techniques, or,
to use contemporary language, "effects," as cinema's new way of speaking.
Why
in the case of Witney's computer films and music videos are the effects
just effects, while in the hands of Vertov they acquire meaning? Because
in Vertov's film they are motivated by a particular argument, this being
that the new techniques to obtain images and manipulate them, summed up
by Vertov in his term "kino-eye," can be used to decode the world. As the
film progresses, "straight" footage gives way to manipulated footage; newer
techniques appear one after one, reaching a roller coaster intensity by
the film's end, a true orgy of cinematography. It is as though Vertov re-stages
his discovery of the kino-eye for us. Along with Vertov, we gradually realize
the full range of possibilities offered by the camera. Vertov's goal is
to seduce us into his way of seeing and thinking, to make us share his
excitement, his gradual process of discovery of film's new language. This
process of discovery is film's main narrative and it is told through a
catalog of discoveries being made. Thus, in the hands of Vertov, a database,
this normally static and "objective" form, becomes dynamic and subjective.
More importantly, Vertov is able to achieve something which new media designers
still have to learn - how to merge database and narrative merge into
a new form.
--
Lev Manovich 1998